Training Programs Finance Securities Industry Essentials (SIE) Exam Prep
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Securities Industry Essentials (SIE) Exam Prep

This course equips you with the knowledge and strategic approach needed to pass the Securities Industry Essentials® (SIE®) Exam, a critical Financial Industry Regulatory Authority (FINRA) qualification exam. During this comprehensive training, you will learn essential industry concepts like suitability requirements, customer accounts, trading practices, regulatory frameworks, and much more.

Securities-Industry-Essentials-SIE
$550.00 (USD)

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  • Overview
  • Objective
  • Syllabus
  • Requirements
  • Prerequisites
  • Instructor
  • FAQs
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Overview

Objective

What you will learn

  • Gain knowledge of capital markets
  • Understand products and their risks
  • Review trading, customer accounts, and prohibited activities
  • Acquire an overview of regulatory framework

How you will benefit

  • Stand out and distinguish yourself from your peers who are also seeking internships or jobs
  • Apply your new knowledge and skills towards jumpstarting your career goals
  • Get immediate notice of your pass/fail status from the practice final exams—with performance feedback if you fail
  • Possess increased marketability in the financial services industry
  • Prepare for the Securities Industry Essentials (SIE) Exam

Syllabus

Requirements

Prerequisites

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Instructor

FAQs

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Southeastern Oklahoma State University
Provided by ed2go
425 W. University Blvd.
Durant, OK 74701-3347 US
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